CompliNavigator
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Financial Services
Governance Documentation (Policies, Procedures, Internal Controls)
Enterprise & Operational Risk Assessment
Corporate & Licensing Requirements
Products, Services & Geographical Requirements & Regulations
Cybersecurity & Data Privacy Requirements
Nonprofit Services
Grant Applications & Fundraising
Philanthropic & Donor Resources
Data Collection and Analysis
Recordkeeping and Reporting
Needs and Use of Funds Assessments
CRA Eligibility Reviews & Requests
Donor & Audit Preparation
Board Services
GRC Health Report
Strategic Planning
Board Advisory Services
Committee Governance, Risk, and Regulatory Compliance
Financial Assessment
Audit, Exam and Regulatory Investigation Support
“Corporate governance involves a set of relationships between a company’s management, board, shareholders and stakeholders. Corporate governance also provides the structure and systems through which the company is directed and its objectives are set, and the means of attaining those objectives and monitoring performance are determined.”
Organization for Economic Co-operation and Development, G20/OECD Principles of Corporate Goverance 2023 6 (Sept 11, 2023)
“A bank’s risk management program should address the following: operational (including, but not limited to, conduct, information technology, cybersecurity, AML/CFT compliance and the use of third parties to perform or provide services or materials for the covered institution), strategic, credit, concentration, interest rate, liquidity, price, model and legal risk.”
https://www.fdic.gov/news/board-matters/2023/2023-10-03-notational-fr.pdf
“A sound compliance program is essential to the efficient and successful operation of the institution, much as a business plan. A compliance program includes the following components: Policies and procedures, Training, Monitoring, Consumer complaint response.”
https://www.fdic.gov/news/financial-institution-letters/2006/2cep_compliance.pdf